-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PfxMXIda3jqprBD8qblHJ00rbnO2iz+911jTp96BekwNEbxiy7rmgD7y3Krx4j5V Z9hl5lXUvsZfGR2VyIg79A== 0000854560-97-000007.txt : 19970704 0000854560-97-000007.hdr.sgml : 19970704 ACCESSION NUMBER: 0000854560-97-000007 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970703 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT SOUTHERN BANCORP INC CENTRAL INDEX KEY: 0000854560 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431524856 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-40667 FILM NUMBER: 97636344 BUSINESS ADDRESS: STREET 1: 1451 E BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65804 BUSINESS PHONE: 4178874400 MAIL ADDRESS: STREET 2: P O BOX 9009 CITY: SPRINGFIELD STATE: MO ZIP: 65808-9009 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT SOUTHERN BANCORP INC CENTRAL INDEX KEY: 0000854560 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431524856 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1451 E BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65804 BUSINESS PHONE: 4178874400 MAIL ADDRESS: STREET 2: P O BOX 9009 CITY: SPRINGFIELD STATE: MO ZIP: 65808-9009 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Southern Bancorp, Inc. --------------------------------------- (Name of Issuer) Common Stock Par Value $0.01 Per Share ----------------------------------------- (Title of Class of Securities) 390905107 -------------------- (CUSIP Number) Robert M. Mahoney 909 E. Trafficway Springfield, MO 65802 417-866-5250 - ----------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 22, 1997 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. This amendment constitutes amendment No. 1 to the Schedule 13D originally filed by Mr. Robert M. Mahoney, Tri-States Service Company and Joyce B. Mahoney on October 18, 1993, and is being filed on behalf of Robert M. Mahoney, Tri-States Service Company and Joyce B. Mahoney. SCHEDULE 13D CUSIP No. 390905107 Page 2 of 8 Pages 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Robert M. Mahoney ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS * AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) / / 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES |7 SOLE VOTING POWER | 486,184 NUMBER OF | SHARES |8 SHARED VOTING POWER BENEFICIALLY | OWNED BY | EACH |9 SOLE DISPOSITIVE POWER REPORTING | 486,184 PERSON | WITH |10 SHARED DISPOSITIVE POWER | | 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.0% 14 TYPE OF REPORTING PERSON * IN SCHEDULE 13D CUSIP No. 390905107 Page 3 of 8 Pages 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Joyce B. Mahoney ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS * AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) / / 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES |7 SOLE VOTING POWER NUMBER OF | SHARES |8 SHARED VOTING POWER BENEFICIALLY | 0 Beneficial ownership is disclaimed as OWNED BY | to the 486,184 shares held by Robert M. EACH | Mahoney and Tri-States Service Company. REPORTING |9 SOLE DISPOSITIVE POWER PERSON | WITH |10 SHARED DISPOSITIVE POWER | 0 Beneficial ownership is disclaimed as | to the 486,184 shares held by Robert M. | Mahoney and Tri-States Service Company. 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 486,184 Beneficial ownership is disclaimed as to the 486,184 shares held by Robert M. Mahoney and Tri-States Service Company. 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.0% 14 TYPE OF REPORTING PERSON * IN SCHEDULE 13D CUSIP No. 390905107 Page 4 of 8 Pages 1 NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Tri-States Service Company 47-0352143 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 SOURCE OF FUNDS * AF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) / / 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Missouri |7 SOLE VOTING POWER NUMBER OF | SHARES |8 SHARED VOTING POWER BENEFICIALLY | 0 Beneficial ownership is disclaimed as OWNED BY | to the 486,184 shares held by Robert M. EACH | Mahoney and Tri-States Service Company. REPORTING |9 SOLE DISPOSITIVE POWER PERSON | WITH |10 SHARED DISPOSITIVE POWER | 0 Beneficial ownership is disclaimed as | to the 486,184 shares held by Robert M. | Mahoney and Tri-States Service Company. 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 486,184 Beneficial ownership is disclaimed as to the 486,184 shares held by Robert M. Mahoney and Tri-States Service Company. 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.0% 14 TYPE OF REPORTING PERSON * CO SCHEDULE 13D CUSIP No. 390905107 Page 5 of 8 Pages Item 1 SECURITY AND ISSUER Common Stock, par value $0.01 per share (the "Common Stock") Great Southern Bancorp, Inc. (the "Issuer") 1451 E. Battlefield Springfield, MO 65804 Item 2 IDENTITY AND BACKGROUND (a) Name (i) Robert M. Mahoney (ii) Joyce B. Mahoney (iii) Tri-States Service Company (b) Business Address 909 E. Trafficway Springfield, MO 65802 (c) Principal Occupation Mr. Robert M. Mahoney is the President, Director and Controlling Person of Tri-States Service Company Mrs. Joyce B. Mahoney is the Secretary and Director of Tri-States Service Company Tri-States Service Company is a corporation engaged in the textile leasing business, organized in the State of Missouri (d) Criminal Convictions None. (e) Civil Judgments Concerning Violations of State or Federal Securities Laws None. (f) Citizenship Mr. and Mrs. Mahoney are citizens of the United States of America and Tri-States Service Company is a corporation organized under the laws of the State of Missouri. SCHEDULE 13D CUSIP No. 390905107 Page 6 of 8 Pages Item 3 SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Source of funds of original purchase was from the banking account of Tri-States Service Company and no part of the original purchase price was represented by funds or consideration borrowed. Item 4 PURPOSE OF TRANSACTION All shares were acquired for investment purposes. (a) Neither Mr. Mahoney, Mrs. Mahoney nor Tri-States Service Company have any commitment to acquire additional shares of stock. The reporting persons intend to review their investment in the stock from time to time and may seek to acquire further shares or may sell shares. (b) Not applicable. (c) Not applicable. (d) Not applicable. (e) Not applicable. (f) Not applicable. (g) Not applicable. (h) Not applicable. (i) Not applicable. (j) Not applicable. SCHEDULE 13D CUSIP No. 390905107 Page 7 of 8 Pages Item 5 INTEREST IN SECURITIES OF ISSUER (a) Aggregate number of shares of Common Stock beneficially owned: Robert M. Mahoney 486,184 Tri-States Service Company 0 Joyce B. Mahoney 0 (The shares held owned by Robert M. Mahoney include 95,650 shares held by Tri-States Service Company which Robert M. Mahoney is deemed to have beneficial ownership for purposes of the table by Rule 13d-3(d) under the Exchange Act. These 95,650 shares are excluded from the shares owned by Tri-States Service Company as they disclaim beneficial ownership of these shares.) (b) Number of shares of Common Stock as to which such person has: Sole voting power: Robert M. Mahoney 486,184 Tri-States Service Company 0 Joyce B. Mahoney 0 Shared voting power: Robert M. Mahoney 0 Tri-States Service Company 0 Joyce B. Mahoney 0 Sole Dispositive Power: Robert M. Mahoney 486,184 Tri-States Service Company 0 Joyce B. Mahoney 0 Shared Dispositive Power: Robert M. Mahoney 0 Tri-States Service Company 0 Joyce B. Mahoney 0 (c) On April 22, 1997, 100,000 shares were sold for $17 15/16 per share by Robert M. Mahoney. The transaction was effected through the clearing firm of Hanifen, Imhoff Clearing Corp. and introduced by A. B. Wately Inc. (d) None (e) Not applicable. SCHEDULE 13D CUSIP No. 390905107 Page 8 of 8 Pages Item 6 CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF ISSUER. None. Item 7 MATERIAL TO BE FILED AS EXHIBITS The Joint Filing Agreement is filed herewith in response to this item as Exhibit A hereto. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated July 3, 1997 /s/ Robert M. Mahoney ------------------------- Robert M. Mahoney Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of Amendment No. 1 of Schedule 13D with respect to the Common Stock, par value $0.01 per share of Great Southern Bancorp, Inc. a Delaware Corporation, held by the undersigned and such further amendments as may be required and authorize Robert M. Mahoney to execute such form on behalf of the other reporting persons. The undersigned also consent to this Joint Filing Agreement being included as an exhibit to any such joint filing. Dated: July 3, 1997 /s/ Robert M. Mahoney ___________________________________ Robert M. Mahoney Dated: July 3, 1997 /s/ Joyce B. Mahoney ___________________________________ Joyce B. Mahoney Tri-States Service Company Dated: July 3, 1997 /s/ Robert M. Mahoney ___________________________________ By: Robert M. Mahoney, President -----END PRIVACY-ENHANCED MESSAGE-----